Securities Litigation


Tien Law Firm’s Securities Litigation practice can assist individuals and companies in high-profile securities cases. Our securities litigation lawyer can help with matters involving:

  • Claims under the Securities Act of 1933 and the Securities Exchange Act of 1934
  • Fraud and non-disclosure cases under state blue-sky laws
  • Market manipulation cases
  • Takeovers and proxy disputes
  • All holders/best-price rule tender offer litigation
  • Insider trading
  • Option disputes
  • Valuations

Our securities litigation attorney can represent:

  • Fortune 500 companies
  • Investment banks
  • Directors and officers
  • Special committees
  • Audit committees
  • Institutional investors
  • Hedge funds and private equity firms
  • Financial advisors
  • Broker-dealers

Securities cases may involve complex federal and/or SEC hearings on pleading motions or requests for injunctions and other preliminary relief. Not all of our securities work involves litigation, and may be in the form or conducting internal corporate investigations, managing an external investigation by a governmental agency, or assisting with corporate compliance and best practices to implement. Our securities litigation attorney can interact and negotiate with federal and state prosecutors and regulators, including those at the DOJ, SEC, CFTC, FTC, and CFPB.