Financial Services


Tien Law Firm’s can provide sophisticated, comprehensive corporate finance services, for clients at all stages of growth, from venture capital financings for start-up companies to preparing for an initial public offerings and structured finance deals for publicly held corporations.

Our corporate attorney has worked with top financial services institutions that provided valuable support to companies undertaking important financial transactions, both in the private and public equity markets. We offer to serve venture capital and private equity firms, as well as investment banks.

Tien Law Firm can advise issuers in capital markets transactions, and advise underwriters on public offerings. Our financial services practice can also represent businesses and investment banks in high-yield note, convertible note, convertible exchangeable preferred stock, and other securities transactions.

Our law firm can serve technology companies in the financial services sector that harness innovative, disruptive technologies such as securities and loan trading platforms, crowdfunding platforms, peer-lending platforms, virtual currency platforms, payment systems, and other fintech participants.

Strict adherence to compliance is crucial in the financial services arena. We can advise companies with financial products and services on the requirements of federal statutes, such as regulations regarding Dodd-Frank, Sarbanes Oxley, the JOBS Act, and other statutory guidelines enforced by the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).

Tien Law Firm can provide financial services clients with representation across a range of areas, including:

    • Antitrust
    • Corporate Governance
    • Employee Benefits and Compensation
    • Employment Litigation
    • Finance and Structured Finance
    • Fintech
    • Intellectual Property
    • Litigation
    • Mergers & Acquisitions
    • Payment Systems
    • Real Estate
    • Regulatory and Compliance
    • Tax and Tax Equity
    • Technology Transactions