Securities Litigation

Securities Litigation

Investors face a range of risks that can lead to significant financial losses. As investments become increasingly complex, the potential for fraudulent activities and breaches of fiduciary duty also rise. Securities litigation encompasses a broad array of legal claims arising from violations of federal and state securities laws. Understanding the most common causes of securities litigation is crucial for investors to protect their interests. In this post, we will explore these causes of action and explain how our experienced securities litigation lawyer can assist you in pursuing justice.

Securities Litigation Causes of Action

Securities litigation can stem from a variety of actions and omissions that affect investors negatively. Here are some of the most common causes of action seen in these cases:

  • False or Misleading Prospectus: False or misleading statements made in a prospectus can subject a company to securities laws violation and civil actions.
  • Fraudulent Misrepresentation: Fraudulent misrepresentation occurs when a company provides false or misleading information regarding its financial condition or business prospects. This might involve exaggerating earnings, hiding liabilities, or making unfounded claims about a product's potential. Investors who rely on these representations to make investment decisions can suffer significant financial losses, leading them to seek legal recourse.   
  • Insider Trading: Insider trading refers to the buying or selling of securities based on non-public, material information about a company. This unlawful practice undermines the integrity of financial markets and places ordinary investors at a disadvantage. When insiders trade against the interests of shareholders, affected investors may bring litigation against the perpetrators to recover their losses.  

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