Tien Law Firm’s securities enforcement practice can represents public companies and other regulated entities and their boards, officers and employees in investigations or proceedings by the Securities and Exchange Commission (SEC), the U.S. Department of Justice (DOJ) and other governmental and regulatory agencies. We can also conduct high-stakes, time-sensitive internal investigations for public and private multinational corporate boards and management in response to possible accounting issues, insider trading, Foreign Corrupt Practice Act (FCPA) violations or other alleged misconduct.
We seek to provide key strategic and practical insight to benefit our clients proactively anticipating and addressing potential issues for our clients before they become problems and in responding to investigations and proceedings.